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3G TIMESFINTECH LAW · LEGAL TECH · COMPLIANCE

Fintech Rule Tracker

Fintech Rule Tracker organizes records from Federal Register API into a static ledger for transparent comparison. It preserves official source links and dates, marks missing enrichment, and adds deterministic grouping, change, recency, trend, or significance fields only where the documented inputs support them, without recommendations or unsupported claims.

Records
5,000
Last changed
Update schedule
35 1 * * * UTC
Coverage
03/28/2022–08/26/2026
Method
Methodology

2026-07-13

Self-Regulatory Organizations: Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 100, Definitions, To Amend the Quarterly Review of Professional Interest Orders

Title
Self-Regulatory Organizations: Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 100, Definitions, To Amend the Quarterly Review of Professional Interest Orders
Record Date
07/13/2026
Event Classification
regulatory-event
Age Or Deadline Days
45.07

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4120 Regarding Regulatory Halts for Corporate Actions and Issuer-Related Events

Title
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4120 Regarding Regulatory Halts for Corporate Actions and Issuer-Related Events
Record Date
07/13/2026
Event Classification
regulatory-event
Age Or Deadline Days
45.07

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.18-E Regarding Regulatory Halts for Corporate Actions and Issuer-Related Events

Title
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.18-E Regarding Regulatory Halts for Corporate Actions and Issuer-Related Events
Record Date
07/13/2026
Event Classification
regulatory-event
Age Or Deadline Days
45.07

Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 100, Definitions, To Amend the Quarterly Review of Professional Interest Orders

Title
Self-Regulatory Organizations; MIAX Sapphire, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 100, Definitions, To Amend the Quarterly Review of Professional Interest Orders
Record Date
07/13/2026
Event Classification
regulatory-event
Age Or Deadline Days
45.07

Sunshine Act Meetings

Title
Sunshine Act Meetings
Record Date
07/13/2026
Event Classification
regulatory-event
Age Or Deadline Days
45.07

2022-07-11

Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Notice of Withdrawal of Proposed Rule Changes To Amend Their Respective Fee Schedules To Offer Colocation Users Wireless Connectivity to CME Group Data and Establish Associated Fees

Title
Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Notice of Withdrawal of Proposed Rule Changes To Amend Their Respective Fee Schedules To Offer Colocation Users Wireless Connectivity to CME Group Data and Establish Associated Fees
Record Date
07/11/2022
Event Classification
regulatory-event
Age Or Deadline Days
1,508.07

2023-07-10

Self-Regulatory Organizations; Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Clearing Member Cybersecurity Obligations

Title
Self-Regulatory Organizations; Options Clearing Corporation; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning Clearing Member Cybersecurity Obligations
Record Date
07/10/2023
Event Classification
regulatory-event
Age Or Deadline Days
1,144.07

Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A

Title
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Package of Complimentary Services Provided to Certain Eligible Switches and Make Other Changes to IM-5900-7 and IM-5900-7A
Record Date
07/10/2023
Event Classification
regulatory-event
Age Or Deadline Days
1,144.07

Sunshine Act Meeting

Title
Sunshine Act Meeting
Record Date
07/10/2023
Event Classification
regulatory-event
Age Or Deadline Days
1,144.07

Sunshine Act Meetings

Title
Sunshine Act Meetings
Record Date
07/10/2023
Event Classification
regulatory-event
Age Or Deadline Days
1,144.07

2026-07-06

Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend a Continued Listing Standard Relating to Beneficial Holders Applicable to ETF Shares Listed on the Exchange Under Rule 17.104(b)(2)(B)

Title
Self-Regulatory Organizations; Texas Stock Exchange LLC; Notice of Filing of a Proposed Rule Change To Amend a Continued Listing Standard Relating to Beneficial Holders Applicable to ETF Shares Listed on the Exchange Under Rule 17.104(b)(2)(B)
Record Date
07/06/2026
Event Classification
regulatory-event
Age Or Deadline Days
52.07

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt FINRA Rule 4321 (Allocations of Fail To Deliver Positions) and Amend FINRA Rule 4560 (Short-Interest Reporting)

Title
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt FINRA Rule 4321 (Allocations of Fail To Deliver Positions) and Amend FINRA Rule 4560 (Short-Interest Reporting)
Record Date
07/06/2026
Event Classification
regulatory-event
Age Or Deadline Days
52.07

Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions

Title
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions
Record Date
07/06/2026
Event Classification
regulatory-event
Age Or Deadline Days
52.07

Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions

Title
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule Regarding Fees and Rebates Applicable to Manual Transactions
Record Date
07/06/2026
Event Classification
regulatory-event
Age Or Deadline Days
52.07

2023-07-03

Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees

Title
Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Modify Certain Connectivity and Port Fees
Record Date
07/03/2023
Event Classification
regulatory-event
Age Or Deadline Days
1,151.07

Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Modify Certain Connectivity and Port Fees

Title
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Modify Certain Connectivity and Port Fees
Record Date
07/03/2023
Event Classification
regulatory-event
Age Or Deadline Days
1,151.07

2023-01-30