Sunshine Act Meetings
- Title
- Sunshine Act Meetings
- Record Date
- 01/31/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 939.07
Fintech Rule Tracker
Fintech Rule Tracker organizes records from Federal Register API into a static ledger for transparent comparison. It preserves official source links and dates, marks missing enrichment, and adds deterministic grouping, change, recency, trend, or significance fields only where the documented inputs support them, without recommendations or unsupported claims.
2024-01-31
2023-01-25
Calmwater Asset Management, LLC
- Title
- Calmwater Asset Management, LLC
- Record Date
- 01/25/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,310.07
GuideStone Funds and GuideStone Capital Management, LLC
- Title
- GuideStone Funds and GuideStone Capital Management, LLC
- Record Date
- 01/25/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,310.07
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E(i)(2)
- Title
- Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E(i)(2)
- Record Date
- 01/25/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,310.07
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule
- Title
- Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the NYSE American Options Fee Schedule
- Record Date
- 01/25/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,310.07
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List
- Title
- Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List
- Record Date
- 01/25/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,310.07
Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2)
- Title
- Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2)
- Record Date
- 01/25/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,310.07
Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Fee Schedules
- Title
- Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ICC's Fee Schedules
- Record Date
- 01/25/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,310.07
Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31E(i)(2)
- Title
- Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31E(i)(2)
- Record Date
- 01/25/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,310.07
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2)
- Title
- Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31(i)(2)
- Record Date
- 01/25/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,310.07
Submission for OMB Review; Comment Request; Extension: Rule 155.EXT
- Title
- Submission for OMB Review; Comment Request; Extension: Rule 155.EXT
- Record Date
- 01/25/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,310.07
Energy Labeling Rule
- Title
- Energy Labeling Rule
- Record Date
- 01/25/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,310.07
Business Opportunity Rule
- Title
- Business Opportunity Rule
- Record Date
- 01/25/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,310.07
Unfair or Deceptive Fees Trade Regulation Rule
- Title
- Unfair or Deceptive Fees Trade Regulation Rule
- Record Date
- 01/25/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,310.07
Sunshine Act Meetings
- Title
- Sunshine Act Meetings
- Record Date
- 01/25/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,310.07
2024-01-24
Proposed Collection; Comment Request; Extension: Rule 18f-4
- Title
- Proposed Collection; Comment Request; Extension: Rule 18f-4
- Record Date
- 01/24/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 946.07
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34
- Title
- Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34
- Record Date
- 01/24/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 946.07
Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34
- Title
- Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.34
- Record Date
- 01/24/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 946.07
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.17
- Title
- Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.17
- Record Date
- 01/24/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 946.07
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Fidelity Ethereum Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
- Title
- Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Fidelity Ethereum Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
- Record Date
- 01/24/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 946.07
Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CDSClear Fee Grid for 2024
- Title
- Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CDSClear Fee Grid for 2024
- Record Date
- 01/24/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 946.07
Adoption of Updated EDGAR Filer Manual
- Title
- Adoption of Updated EDGAR Filer Manual
- Record Date
- 01/24/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 946.07
Proposed Collection; Comment Request; Extension: Rule 34b-1
- Title
- Proposed Collection; Comment Request; Extension: Rule 34b-1
- Record Date
- 01/24/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 946.07
Proposed Collection; Comment Request; Extension: Form N-CEN
- Title
- Proposed Collection; Comment Request; Extension: Form N-CEN
- Record Date
- 01/24/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 946.07
CAZ Strategic Opportunities Fund, et al.
- Title
- CAZ Strategic Opportunities Fund, et al.
- Record Date
- 01/24/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 946.07
2023-01-18
Proposed Collection; Comment Request; Extension: Form S-6
- Title
- Proposed Collection; Comment Request; Extension: Form S-6
- Record Date
- 01/18/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,317.07
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List
- Title
- Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List
- Record Date
- 01/18/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,317.07
Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4
- Title
- Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4
- Record Date
- 01/18/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,317.07
Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Continuing Education Requirements
- Title
- Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Continuing Education Requirements
- Record Date
- 01/18/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,317.07
Proposed Collection; Comment Request; Extension: Rule 203A-2(e)
- Title
- Proposed Collection; Comment Request; Extension: Rule 203A-2(e)
- Record Date
- 01/18/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,317.07
Elevation Series Trust and Paralel Advisors LLC
- Title
- Elevation Series Trust and Paralel Advisors LLC
- Record Date
- 01/18/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,317.07
Fidelity Private Credit Fund., et al.
- Title
- Fidelity Private Credit Fund., et al.
- Record Date
- 01/18/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,317.07
2024-01-17
Proposed Collection; Comment Request; Extension: Rule 18a-5
- Title
- Proposed Collection; Comment Request; Extension: Rule 18a-5
- Record Date
- 01/17/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 953.07
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Fees for the Short Interest Report
- Title
- Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Fees for the Short Interest Report
- Record Date
- 01/17/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 953.07
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Remove the Cross Asset Tier
- Title
- Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Remove the Cross Asset Tier
- Record Date
- 01/17/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 953.07
Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Modify Rule 11.24 To Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program To Include Securities Priced Below $1.00
- Title
- Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Modify Rule 11.24 To Introduce an Enhanced RPI Order and Expand Its Retail Price Improvement Program To Include Securities Priced Below $1.00
- Record Date
- 01/17/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 953.07
Self-Regulatory Organizations; NYSE Arca, Inc.; The Nasdaq Stock Market LLC; Cboe BZX Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, To List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units
- Title
- Self-Regulatory Organizations; NYSE Arca, Inc.; The Nasdaq Stock Market LLC; Cboe BZX Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, To List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units
- Record Date
- 01/17/2024
- Event Classification
- award
- Age Or Deadline Days
- 953.07
Venerable Insurance and Annuity Company, et al.
- Title
- Venerable Insurance and Annuity Company, et al.
- Record Date
- 01/17/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 953.07
2023-01-11
Agency Information Collection Activities: Comment Request
- Title
- Agency Information Collection Activities: Comment Request
- Record Date
- 01/11/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,324.07
Agency Information Collection Activities: Comment Request
- Title
- Agency Information Collection Activities: Comment Request
- Record Date
- 01/11/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,324.07
Agency Information Collection Activities: Comment Request
- Title
- Agency Information Collection Activities: Comment Request
- Record Date
- 01/11/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,324.07
Agency Information Collection Activities: Comment Request
- Title
- Agency Information Collection Activities: Comment Request
- Record Date
- 01/11/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,324.07
Agency Information Collection Activities: Comment Request
- Title
- Agency Information Collection Activities: Comment Request
- Record Date
- 01/11/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,324.07
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4702 To Establish New “Contra Midpoint Only” and “Contra Midpoint Only With Post-Only” Order Types
- Title
- Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Rule 4702 To Establish New “Contra Midpoint Only” and “Contra Midpoint Only With Post-Only” Order Types
- Record Date
- 01/11/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,324.07
Fidelity Multi-Strategy Credit Fund and Fidelity Diversifying Solutions LLC
- Title
- Fidelity Multi-Strategy Credit Fund and Fidelity Diversifying Solutions LLC
- Record Date
- 01/11/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,324.07
Adjustments to Civil Monetary Penalty Amounts
- Title
- Adjustments to Civil Monetary Penalty Amounts
- Record Date
- 01/11/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,324.07
Adjustments to Civil Penalty Amounts
- Title
- Adjustments to Civil Penalty Amounts
- Record Date
- 01/11/2023
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 1,324.07
2024-01-10
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.17
- Title
- Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.17
- Record Date
- 01/10/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 960.07
Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Six Typographical Citation and Cross-Reference Errors in the IEX Rule Book
- Title
- Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct Six Typographical Citation and Cross-Reference Errors in the IEX Rule Book
- Record Date
- 01/10/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 960.07
Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity and Application Session Fees for MEMX Options
- Title
- Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule To Adopt Connectivity and Application Session Fees for MEMX Options
- Record Date
- 01/10/2024
- Event Classification
- regulatory-event
- Age Or Deadline Days
- 960.07